956 lines
		
	
	
		
			36 KiB
		
	
	
	
		
			Plaintext
		
	
	
	
	
	
			
		
		
	
	
			956 lines
		
	
	
		
			36 KiB
		
	
	
	
		
			Plaintext
		
	
	
	
	
	
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Network Working Group                                         P. Deutsch
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Request for Comments: 1951                           Aladdin Enterprises
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Category: Informational                                         May 1996
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        DEFLATE Compressed Data Format Specification version 1.3
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Status of This Memo
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   This memo provides information for the Internet community.  This memo
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   does not specify an Internet standard of any kind.  Distribution of
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   this memo is unlimited.
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IESG Note:
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   The IESG takes no position on the validity of any Intellectual
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   Property Rights statements contained in this document.
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Notices
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   Copyright (c) 1996 L. Peter Deutsch
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   Permission is granted to copy and distribute this document for any
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   purpose and without charge, including translations into other
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   languages and incorporation into compilations, provided that the
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   copyright notice and this notice are preserved, and that any
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   substantive changes or deletions from the original are clearly
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   marked.
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   A pointer to the latest version of this and related documentation in
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   HTML format can be found at the URL
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   <ftp://ftp.uu.net/graphics/png/documents/zlib/zdoc-index.html>.
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Abstract
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   This specification defines a lossless compressed data format that
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   compresses data using a combination of the LZ77 algorithm and Huffman
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   coding, with efficiency comparable to the best currently available
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   general-purpose compression methods.  The data can be produced or
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   consumed, even for an arbitrarily long sequentially presented input
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   data stream, using only an a priori bounded amount of intermediate
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   storage.  The format can be implemented readily in a manner not
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   covered by patents.
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Deutsch                      Informational                      [Page 1]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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Table of Contents
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   1. Introduction ................................................... 2
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      1.1. Purpose ................................................... 2
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      1.2. Intended audience ......................................... 3
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      1.3. Scope ..................................................... 3
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      1.4. Compliance ................................................ 3
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      1.5.  Definitions of terms and conventions used ................ 3
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      1.6. Changes from previous versions ............................ 4
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   2. Compressed representation overview ............................. 4
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   3. Detailed specification ......................................... 5
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      3.1. Overall conventions ....................................... 5
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          3.1.1. Packing into bytes .................................. 5
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      3.2. Compressed block format ................................... 6
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          3.2.1. Synopsis of prefix and Huffman coding ............... 6
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          3.2.2. Use of Huffman coding in the "deflate" format ....... 7
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          3.2.3. Details of block format ............................. 9
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          3.2.4. Non-compressed blocks (BTYPE=00) ................... 11
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          3.2.5. Compressed blocks (length and distance codes) ...... 11
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          3.2.6. Compression with fixed Huffman codes (BTYPE=01) .... 12
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          3.2.7. Compression with dynamic Huffman codes (BTYPE=10) .. 13
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      3.3. Compliance ............................................... 14
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   4. Compression algorithm details ................................. 14
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   5. References .................................................... 16
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   6. Security Considerations ....................................... 16
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   7. Source code ................................................... 16
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   8. Acknowledgements .............................................. 16
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   9. Author's Address .............................................. 17
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1. Introduction
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   1.1. Purpose
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      The purpose of this specification is to define a lossless
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      compressed data format that:
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          * Is independent of CPU type, operating system, file system,
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            and character set, and hence can be used for interchange;
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          * Can be produced or consumed, even for an arbitrarily long
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            sequentially presented input data stream, using only an a
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            priori bounded amount of intermediate storage, and hence
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            can be used in data communications or similar structures
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            such as Unix filters;
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          * Compresses data with efficiency comparable to the best
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            currently available general-purpose compression methods,
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            and in particular considerably better than the "compress"
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            program;
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          * Can be implemented readily in a manner not covered by
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            patents, and hence can be practiced freely;
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Deutsch                      Informational                      [Page 2]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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          * Is compatible with the file format produced by the current
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            widely used gzip utility, in that conforming decompressors
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            will be able to read data produced by the existing gzip
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            compressor.
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      The data format defined by this specification does not attempt to:
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          * Allow random access to compressed data;
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          * Compress specialized data (e.g., raster graphics) as well
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            as the best currently available specialized algorithms.
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      A simple counting argument shows that no lossless compression
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      algorithm can compress every possible input data set.  For the
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      format defined here, the worst case expansion is 5 bytes per 32K-
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      byte block, i.e., a size increase of 0.015% for large data sets.
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      English text usually compresses by a factor of 2.5 to 3;
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      executable files usually compress somewhat less; graphical data
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      such as raster images may compress much more.
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   1.2. Intended audience
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      This specification is intended for use by implementors of software
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      to compress data into "deflate" format and/or decompress data from
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      "deflate" format.
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      The text of the specification assumes a basic background in
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      programming at the level of bits and other primitive data
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      representations.  Familiarity with the technique of Huffman coding
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      is helpful but not required.
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   1.3. Scope
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      The specification specifies a method for representing a sequence
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      of bytes as a (usually shorter) sequence of bits, and a method for
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      packing the latter bit sequence into bytes.
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   1.4. Compliance
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      Unless otherwise indicated below, a compliant decompressor must be
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      able to accept and decompress any data set that conforms to all
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      the specifications presented here; a compliant compressor must
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      produce data sets that conform to all the specifications presented
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      here.
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   1.5.  Definitions of terms and conventions used
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      Byte: 8 bits stored or transmitted as a unit (same as an octet).
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      For this specification, a byte is exactly 8 bits, even on machines
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Deutsch                      Informational                      [Page 3]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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      which store a character on a number of bits different from eight.
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      See below, for the numbering of bits within a byte.
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      String: a sequence of arbitrary bytes.
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   1.6. Changes from previous versions
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      There have been no technical changes to the deflate format since
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      version 1.1 of this specification.  In version 1.2, some
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      terminology was changed.  Version 1.3 is a conversion of the
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      specification to RFC style.
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2. Compressed representation overview
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   A compressed data set consists of a series of blocks, corresponding
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   to successive blocks of input data.  The block sizes are arbitrary,
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   except that non-compressible blocks are limited to 65,535 bytes.
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   Each block is compressed using a combination of the LZ77 algorithm
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   and Huffman coding. The Huffman trees for each block are independent
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   of those for previous or subsequent blocks; the LZ77 algorithm may
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   use a reference to a duplicated string occurring in a previous block,
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   up to 32K input bytes before.
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   Each block consists of two parts: a pair of Huffman code trees that
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   describe the representation of the compressed data part, and a
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   compressed data part.  (The Huffman trees themselves are compressed
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   using Huffman encoding.)  The compressed data consists of a series of
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   elements of two types: literal bytes (of strings that have not been
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   detected as duplicated within the previous 32K input bytes), and
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   pointers to duplicated strings, where a pointer is represented as a
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   pair <length, backward distance>.  The representation used in the
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   "deflate" format limits distances to 32K bytes and lengths to 258
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   bytes, but does not limit the size of a block, except for
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   uncompressible blocks, which are limited as noted above.
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   Each type of value (literals, distances, and lengths) in the
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   compressed data is represented using a Huffman code, using one code
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   tree for literals and lengths and a separate code tree for distances.
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   The code trees for each block appear in a compact form just before
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   the compressed data for that block.
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Deutsch                      Informational                      [Page 4]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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3. Detailed specification
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   3.1. Overall conventions In the diagrams below, a box like this:
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         +---+
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         |   | <-- the vertical bars might be missing
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         +---+
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      represents one byte; a box like this:
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         +==============+
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         |              |
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         +==============+
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      represents a variable number of bytes.
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      Bytes stored within a computer do not have a "bit order", since
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      they are always treated as a unit.  However, a byte considered as
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      an integer between 0 and 255 does have a most- and least-
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      significant bit, and since we write numbers with the most-
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      significant digit on the left, we also write bytes with the most-
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      significant bit on the left.  In the diagrams below, we number the
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      bits of a byte so that bit 0 is the least-significant bit, i.e.,
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      the bits are numbered:
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         +--------+
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         |76543210|
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         +--------+
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      Within a computer, a number may occupy multiple bytes.  All
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      multi-byte numbers in the format described here are stored with
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      the least-significant byte first (at the lower memory address).
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      For example, the decimal number 520 is stored as:
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             0        1
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         +--------+--------+
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         |00001000|00000010|
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         +--------+--------+
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          ^        ^
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          |        |
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          |        + more significant byte = 2 x 256
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          + less significant byte = 8
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      3.1.1. Packing into bytes
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         This document does not address the issue of the order in which
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         bits of a byte are transmitted on a bit-sequential medium,
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         since the final data format described here is byte- rather than
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Deutsch                      Informational                      [Page 5]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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         bit-oriented.  However, we describe the compressed block format
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         in below, as a sequence of data elements of various bit
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         lengths, not a sequence of bytes.  We must therefore specify
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         how to pack these data elements into bytes to form the final
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         compressed byte sequence:
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             * Data elements are packed into bytes in order of
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               increasing bit number within the byte, i.e., starting
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               with the least-significant bit of the byte.
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             * Data elements other than Huffman codes are packed
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               starting with the least-significant bit of the data
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               element.
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             * Huffman codes are packed starting with the most-
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               significant bit of the code.
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         In other words, if one were to print out the compressed data as
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         a sequence of bytes, starting with the first byte at the
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         *right* margin and proceeding to the *left*, with the most-
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         significant bit of each byte on the left as usual, one would be
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         able to parse the result from right to left, with fixed-width
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         elements in the correct MSB-to-LSB order and Huffman codes in
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         bit-reversed order (i.e., with the first bit of the code in the
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         relative LSB position).
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   3.2. Compressed block format
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      3.2.1. Synopsis of prefix and Huffman coding
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         Prefix coding represents symbols from an a priori known
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         alphabet by bit sequences (codes), one code for each symbol, in
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         a manner such that different symbols may be represented by bit
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         sequences of different lengths, but a parser can always parse
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         an encoded string unambiguously symbol-by-symbol.
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         We define a prefix code in terms of a binary tree in which the
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         two edges descending from each non-leaf node are labeled 0 and
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         1 and in which the leaf nodes correspond one-for-one with (are
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         labeled with) the symbols of the alphabet; then the code for a
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         symbol is the sequence of 0's and 1's on the edges leading from
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         the root to the leaf labeled with that symbol.  For example:
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Deutsch                      Informational                      [Page 6]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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                          /\              Symbol    Code
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                         0  1             ------    ----
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                        /    \                A      00
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                       /\     B               B       1
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                      0  1                    C     011
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                     /    \                   D     010
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                    A     /\
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                         0  1
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                        /    \
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                       D      C
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         A parser can decode the next symbol from an encoded input
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         stream by walking down the tree from the root, at each step
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         choosing the edge corresponding to the next input bit.
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         Given an alphabet with known symbol frequencies, the Huffman
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         algorithm allows the construction of an optimal prefix code
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         (one which represents strings with those symbol frequencies
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         using the fewest bits of any possible prefix codes for that
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         alphabet).  Such a code is called a Huffman code.  (See
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         reference [1] in Chapter 5, references for additional
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         information on Huffman codes.)
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         Note that in the "deflate" format, the Huffman codes for the
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         various alphabets must not exceed certain maximum code lengths.
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         This constraint complicates the algorithm for computing code
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         lengths from symbol frequencies.  Again, see Chapter 5,
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         references for details.
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      3.2.2. Use of Huffman coding in the "deflate" format
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         The Huffman codes used for each alphabet in the "deflate"
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         format have two additional rules:
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             * All codes of a given bit length have lexicographically
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               consecutive values, in the same order as the symbols
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               they represent;
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             * Shorter codes lexicographically precede longer codes.
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Deutsch                      Informational                      [Page 7]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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         We could recode the example above to follow this rule as
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         follows, assuming that the order of the alphabet is ABCD:
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            Symbol  Code
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            ------  ----
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            A       10
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            B       0
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            C       110
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            D       111
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         I.e., 0 precedes 10 which precedes 11x, and 110 and 111 are
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         lexicographically consecutive.
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         Given this rule, we can define the Huffman code for an alphabet
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         just by giving the bit lengths of the codes for each symbol of
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         the alphabet in order; this is sufficient to determine the
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         actual codes.  In our example, the code is completely defined
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         by the sequence of bit lengths (2, 1, 3, 3).  The following
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         algorithm generates the codes as integers, intended to be read
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         from most- to least-significant bit.  The code lengths are
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         initially in tree[I].Len; the codes are produced in
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         tree[I].Code.
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         1)  Count the number of codes for each code length.  Let
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             bl_count[N] be the number of codes of length N, N >= 1.
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         2)  Find the numerical value of the smallest code for each
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             code length:
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                code = 0;
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                bl_count[0] = 0;
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                for (bits = 1; bits <= MAX_BITS; bits++) {
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                    code = (code + bl_count[bits-1]) << 1;
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                    next_code[bits] = code;
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                }
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         3)  Assign numerical values to all codes, using consecutive
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             values for all codes of the same length with the base
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             values determined at step 2. Codes that are never used
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             (which have a bit length of zero) must not be assigned a
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             value.
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                for (n = 0;  n <= max_code; n++) {
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                    len = tree[n].Len;
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                    if (len != 0) {
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                        tree[n].Code = next_code[len];
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                        next_code[len]++;
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                    }
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Deutsch                      Informational                      [Page 8]
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RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
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                }
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         Example:
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         Consider the alphabet ABCDEFGH, with bit lengths (3, 3, 3, 3,
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         3, 2, 4, 4).  After step 1, we have:
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            N      bl_count[N]
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            -      -----------
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            2      1
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            3      5
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            4      2
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         Step 2 computes the following next_code values:
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            N      next_code[N]
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            -      ------------
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            1      0
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            2      0
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            3      2
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            4      14
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         Step 3 produces the following code values:
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            Symbol Length   Code
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            ------ ------   ----
 | 
						||
            A       3        010
 | 
						||
            B       3        011
 | 
						||
            C       3        100
 | 
						||
            D       3        101
 | 
						||
            E       3        110
 | 
						||
            F       2         00
 | 
						||
            G       4       1110
 | 
						||
            H       4       1111
 | 
						||
 | 
						||
      3.2.3. Details of block format
 | 
						||
 | 
						||
         Each block of compressed data begins with 3 header bits
 | 
						||
         containing the following data:
 | 
						||
 | 
						||
            first bit       BFINAL
 | 
						||
            next 2 bits     BTYPE
 | 
						||
 | 
						||
         Note that the header bits do not necessarily begin on a byte
 | 
						||
         boundary, since a block does not necessarily occupy an integral
 | 
						||
         number of bytes.
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                      [Page 9]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
         BFINAL is set if and only if this is the last block of the data
 | 
						||
         set.
 | 
						||
 | 
						||
         BTYPE specifies how the data are compressed, as follows:
 | 
						||
 | 
						||
            00 - no compression
 | 
						||
            01 - compressed with fixed Huffman codes
 | 
						||
            10 - compressed with dynamic Huffman codes
 | 
						||
            11 - reserved (error)
 | 
						||
 | 
						||
         The only difference between the two compressed cases is how the
 | 
						||
         Huffman codes for the literal/length and distance alphabets are
 | 
						||
         defined.
 | 
						||
 | 
						||
         In all cases, the decoding algorithm for the actual data is as
 | 
						||
         follows:
 | 
						||
 | 
						||
            do
 | 
						||
               read block header from input stream.
 | 
						||
               if stored with no compression
 | 
						||
                  skip any remaining bits in current partially
 | 
						||
                     processed byte
 | 
						||
                  read LEN and NLEN (see next section)
 | 
						||
                  copy LEN bytes of data to output
 | 
						||
               otherwise
 | 
						||
                  if compressed with dynamic Huffman codes
 | 
						||
                     read representation of code trees (see
 | 
						||
                        subsection below)
 | 
						||
                  loop (until end of block code recognized)
 | 
						||
                     decode literal/length value from input stream
 | 
						||
                     if value < 256
 | 
						||
                        copy value (literal byte) to output stream
 | 
						||
                     otherwise
 | 
						||
                        if value = end of block (256)
 | 
						||
                           break from loop
 | 
						||
                        otherwise (value = 257..285)
 | 
						||
                           decode distance from input stream
 | 
						||
 | 
						||
                           move backwards distance bytes in the output
 | 
						||
                           stream, and copy length bytes from this
 | 
						||
                           position to the output stream.
 | 
						||
                  end loop
 | 
						||
            while not last block
 | 
						||
 | 
						||
         Note that a duplicated string reference may refer to a string
 | 
						||
         in a previous block; i.e., the backward distance may cross one
 | 
						||
         or more block boundaries.  However a distance cannot refer past
 | 
						||
         the beginning of the output stream.  (An application using a
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 10]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
         preset dictionary might discard part of the output stream; a
 | 
						||
         distance can refer to that part of the output stream anyway)
 | 
						||
         Note also that the referenced string may overlap the current
 | 
						||
         position; for example, if the last 2 bytes decoded have values
 | 
						||
         X and Y, a string reference with <length = 5, distance = 2>
 | 
						||
         adds X,Y,X,Y,X to the output stream.
 | 
						||
 | 
						||
         We now specify each compression method in turn.
 | 
						||
 | 
						||
      3.2.4. Non-compressed blocks (BTYPE=00)
 | 
						||
 | 
						||
         Any bits of input up to the next byte boundary are ignored.
 | 
						||
         The rest of the block consists of the following information:
 | 
						||
 | 
						||
              0   1   2   3   4...
 | 
						||
            +---+---+---+---+================================+
 | 
						||
            |  LEN  | NLEN  |... LEN bytes of literal data...|
 | 
						||
            +---+---+---+---+================================+
 | 
						||
 | 
						||
         LEN is the number of data bytes in the block.  NLEN is the
 | 
						||
         one's complement of LEN.
 | 
						||
 | 
						||
      3.2.5. Compressed blocks (length and distance codes)
 | 
						||
 | 
						||
         As noted above, encoded data blocks in the "deflate" format
 | 
						||
         consist of sequences of symbols drawn from three conceptually
 | 
						||
         distinct alphabets: either literal bytes, from the alphabet of
 | 
						||
         byte values (0..255), or <length, backward distance> pairs,
 | 
						||
         where the length is drawn from (3..258) and the distance is
 | 
						||
         drawn from (1..32,768).  In fact, the literal and length
 | 
						||
         alphabets are merged into a single alphabet (0..285), where
 | 
						||
         values 0..255 represent literal bytes, the value 256 indicates
 | 
						||
         end-of-block, and values 257..285 represent length codes
 | 
						||
         (possibly in conjunction with extra bits following the symbol
 | 
						||
         code) as follows:
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 11]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
                 Extra               Extra               Extra
 | 
						||
            Code Bits Length(s) Code Bits Lengths   Code Bits Length(s)
 | 
						||
            ---- ---- ------     ---- ---- -------   ---- ---- -------
 | 
						||
             257   0     3       267   1   15,16     277   4   67-82
 | 
						||
             258   0     4       268   1   17,18     278   4   83-98
 | 
						||
             259   0     5       269   2   19-22     279   4   99-114
 | 
						||
             260   0     6       270   2   23-26     280   4  115-130
 | 
						||
             261   0     7       271   2   27-30     281   5  131-162
 | 
						||
             262   0     8       272   2   31-34     282   5  163-194
 | 
						||
             263   0     9       273   3   35-42     283   5  195-226
 | 
						||
             264   0    10       274   3   43-50     284   5  227-257
 | 
						||
             265   1  11,12      275   3   51-58     285   0    258
 | 
						||
             266   1  13,14      276   3   59-66
 | 
						||
 | 
						||
         The extra bits should be interpreted as a machine integer
 | 
						||
         stored with the most-significant bit first, e.g., bits 1110
 | 
						||
         represent the value 14.
 | 
						||
 | 
						||
                  Extra           Extra               Extra
 | 
						||
             Code Bits Dist  Code Bits   Dist     Code Bits Distance
 | 
						||
             ---- ---- ----  ---- ----  ------    ---- ---- --------
 | 
						||
               0   0    1     10   4     33-48    20    9   1025-1536
 | 
						||
               1   0    2     11   4     49-64    21    9   1537-2048
 | 
						||
               2   0    3     12   5     65-96    22   10   2049-3072
 | 
						||
               3   0    4     13   5     97-128   23   10   3073-4096
 | 
						||
               4   1   5,6    14   6    129-192   24   11   4097-6144
 | 
						||
               5   1   7,8    15   6    193-256   25   11   6145-8192
 | 
						||
               6   2   9-12   16   7    257-384   26   12  8193-12288
 | 
						||
               7   2  13-16   17   7    385-512   27   12 12289-16384
 | 
						||
               8   3  17-24   18   8    513-768   28   13 16385-24576
 | 
						||
               9   3  25-32   19   8   769-1024   29   13 24577-32768
 | 
						||
 | 
						||
      3.2.6. Compression with fixed Huffman codes (BTYPE=01)
 | 
						||
 | 
						||
         The Huffman codes for the two alphabets are fixed, and are not
 | 
						||
         represented explicitly in the data.  The Huffman code lengths
 | 
						||
         for the literal/length alphabet are:
 | 
						||
 | 
						||
                   Lit Value    Bits        Codes
 | 
						||
                   ---------    ----        -----
 | 
						||
                     0 - 143     8          00110000 through
 | 
						||
                                            10111111
 | 
						||
                   144 - 255     9          110010000 through
 | 
						||
                                            111111111
 | 
						||
                   256 - 279     7          0000000 through
 | 
						||
                                            0010111
 | 
						||
                   280 - 287     8          11000000 through
 | 
						||
                                            11000111
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 12]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
         The code lengths are sufficient to generate the actual codes,
 | 
						||
         as described above; we show the codes in the table for added
 | 
						||
         clarity.  Literal/length values 286-287 will never actually
 | 
						||
         occur in the compressed data, but participate in the code
 | 
						||
         construction.
 | 
						||
 | 
						||
         Distance codes 0-31 are represented by (fixed-length) 5-bit
 | 
						||
         codes, with possible additional bits as shown in the table
 | 
						||
         shown in Paragraph 3.2.5, above.  Note that distance codes 30-
 | 
						||
         31 will never actually occur in the compressed data.
 | 
						||
 | 
						||
      3.2.7. Compression with dynamic Huffman codes (BTYPE=10)
 | 
						||
 | 
						||
         The Huffman codes for the two alphabets appear in the block
 | 
						||
         immediately after the header bits and before the actual
 | 
						||
         compressed data, first the literal/length code and then the
 | 
						||
         distance code.  Each code is defined by a sequence of code
 | 
						||
         lengths, as discussed in Paragraph 3.2.2, above.  For even
 | 
						||
         greater compactness, the code length sequences themselves are
 | 
						||
         compressed using a Huffman code.  The alphabet for code lengths
 | 
						||
         is as follows:
 | 
						||
 | 
						||
               0 - 15: Represent code lengths of 0 - 15
 | 
						||
                   16: Copy the previous code length 3 - 6 times.
 | 
						||
                       The next 2 bits indicate repeat length
 | 
						||
                             (0 = 3, ... , 3 = 6)
 | 
						||
                          Example:  Codes 8, 16 (+2 bits 11),
 | 
						||
                                    16 (+2 bits 10) will expand to
 | 
						||
                                    12 code lengths of 8 (1 + 6 + 5)
 | 
						||
                   17: Repeat a code length of 0 for 3 - 10 times.
 | 
						||
                       (3 bits of length)
 | 
						||
                   18: Repeat a code length of 0 for 11 - 138 times
 | 
						||
                       (7 bits of length)
 | 
						||
 | 
						||
         A code length of 0 indicates that the corresponding symbol in
 | 
						||
         the literal/length or distance alphabet will not occur in the
 | 
						||
         block, and should not participate in the Huffman code
 | 
						||
         construction algorithm given earlier.  If only one distance
 | 
						||
         code is used, it is encoded using one bit, not zero bits; in
 | 
						||
         this case there is a single code length of one, with one unused
 | 
						||
         code.  One distance code of zero bits means that there are no
 | 
						||
         distance codes used at all (the data is all literals).
 | 
						||
 | 
						||
         We can now define the format of the block:
 | 
						||
 | 
						||
               5 Bits: HLIT, # of Literal/Length codes - 257 (257 - 286)
 | 
						||
               5 Bits: HDIST, # of Distance codes - 1        (1 - 32)
 | 
						||
               4 Bits: HCLEN, # of Code Length codes - 4     (4 - 19)
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 13]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
               (HCLEN + 4) x 3 bits: code lengths for the code length
 | 
						||
                  alphabet given just above, in the order: 16, 17, 18,
 | 
						||
                  0, 8, 7, 9, 6, 10, 5, 11, 4, 12, 3, 13, 2, 14, 1, 15
 | 
						||
 | 
						||
                  These code lengths are interpreted as 3-bit integers
 | 
						||
                  (0-7); as above, a code length of 0 means the
 | 
						||
                  corresponding symbol (literal/length or distance code
 | 
						||
                  length) is not used.
 | 
						||
 | 
						||
               HLIT + 257 code lengths for the literal/length alphabet,
 | 
						||
                  encoded using the code length Huffman code
 | 
						||
 | 
						||
               HDIST + 1 code lengths for the distance alphabet,
 | 
						||
                  encoded using the code length Huffman code
 | 
						||
 | 
						||
               The actual compressed data of the block,
 | 
						||
                  encoded using the literal/length and distance Huffman
 | 
						||
                  codes
 | 
						||
 | 
						||
               The literal/length symbol 256 (end of data),
 | 
						||
                  encoded using the literal/length Huffman code
 | 
						||
 | 
						||
         The code length repeat codes can cross from HLIT + 257 to the
 | 
						||
         HDIST + 1 code lengths.  In other words, all code lengths form
 | 
						||
         a single sequence of HLIT + HDIST + 258 values.
 | 
						||
 | 
						||
   3.3. Compliance
 | 
						||
 | 
						||
      A compressor may limit further the ranges of values specified in
 | 
						||
      the previous section and still be compliant; for example, it may
 | 
						||
      limit the range of backward pointers to some value smaller than
 | 
						||
      32K.  Similarly, a compressor may limit the size of blocks so that
 | 
						||
      a compressible block fits in memory.
 | 
						||
 | 
						||
      A compliant decompressor must accept the full range of possible
 | 
						||
      values defined in the previous section, and must accept blocks of
 | 
						||
      arbitrary size.
 | 
						||
 | 
						||
4. Compression algorithm details
 | 
						||
 | 
						||
   While it is the intent of this document to define the "deflate"
 | 
						||
   compressed data format without reference to any particular
 | 
						||
   compression algorithm, the format is related to the compressed
 | 
						||
   formats produced by LZ77 (Lempel-Ziv 1977, see reference [2] below);
 | 
						||
   since many variations of LZ77 are patented, it is strongly
 | 
						||
   recommended that the implementor of a compressor follow the general
 | 
						||
   algorithm presented here, which is known not to be patented per se.
 | 
						||
   The material in this section is not part of the definition of the
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 14]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
   specification per se, and a compressor need not follow it in order to
 | 
						||
   be compliant.
 | 
						||
 | 
						||
   The compressor terminates a block when it determines that starting a
 | 
						||
   new block with fresh trees would be useful, or when the block size
 | 
						||
   fills up the compressor's block buffer.
 | 
						||
 | 
						||
   The compressor uses a chained hash table to find duplicated strings,
 | 
						||
   using a hash function that operates on 3-byte sequences.  At any
 | 
						||
   given point during compression, let XYZ be the next 3 input bytes to
 | 
						||
   be examined (not necessarily all different, of course).  First, the
 | 
						||
   compressor examines the hash chain for XYZ.  If the chain is empty,
 | 
						||
   the compressor simply writes out X as a literal byte and advances one
 | 
						||
   byte in the input.  If the hash chain is not empty, indicating that
 | 
						||
   the sequence XYZ (or, if we are unlucky, some other 3 bytes with the
 | 
						||
   same hash function value) has occurred recently, the compressor
 | 
						||
   compares all strings on the XYZ hash chain with the actual input data
 | 
						||
   sequence starting at the current point, and selects the longest
 | 
						||
   match.
 | 
						||
 | 
						||
   The compressor searches the hash chains starting with the most recent
 | 
						||
   strings, to favor small distances and thus take advantage of the
 | 
						||
   Huffman encoding.  The hash chains are singly linked. There are no
 | 
						||
   deletions from the hash chains; the algorithm simply discards matches
 | 
						||
   that are too old.  To avoid a worst-case situation, very long hash
 | 
						||
   chains are arbitrarily truncated at a certain length, determined by a
 | 
						||
   run-time parameter.
 | 
						||
 | 
						||
   To improve overall compression, the compressor optionally defers the
 | 
						||
   selection of matches ("lazy matching"): after a match of length N has
 | 
						||
   been found, the compressor searches for a longer match starting at
 | 
						||
   the next input byte.  If it finds a longer match, it truncates the
 | 
						||
   previous match to a length of one (thus producing a single literal
 | 
						||
   byte) and then emits the longer match.  Otherwise, it emits the
 | 
						||
   original match, and, as described above, advances N bytes before
 | 
						||
   continuing.
 | 
						||
 | 
						||
   Run-time parameters also control this "lazy match" procedure.  If
 | 
						||
   compression ratio is most important, the compressor attempts a
 | 
						||
   complete second search regardless of the length of the first match.
 | 
						||
   In the normal case, if the current match is "long enough", the
 | 
						||
   compressor reduces the search for a longer match, thus speeding up
 | 
						||
   the process.  If speed is most important, the compressor inserts new
 | 
						||
   strings in the hash table only when no match was found, or when the
 | 
						||
   match is not "too long".  This degrades the compression ratio but
 | 
						||
   saves time since there are both fewer insertions and fewer searches.
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 15]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
5. References
 | 
						||
 | 
						||
   [1] Huffman, D. A., "A Method for the Construction of Minimum
 | 
						||
       Redundancy Codes", Proceedings of the Institute of Radio
 | 
						||
       Engineers, September 1952, Volume 40, Number 9, pp. 1098-1101.
 | 
						||
 | 
						||
   [2] Ziv J., Lempel A., "A Universal Algorithm for Sequential Data
 | 
						||
       Compression", IEEE Transactions on Information Theory, Vol. 23,
 | 
						||
       No. 3, pp. 337-343.
 | 
						||
 | 
						||
   [3] Gailly, J.-L., and Adler, M., ZLIB documentation and sources,
 | 
						||
       available in ftp://ftp.uu.net/pub/archiving/zip/doc/
 | 
						||
 | 
						||
   [4] Gailly, J.-L., and Adler, M., GZIP documentation and sources,
 | 
						||
       available as gzip-*.tar in ftp://prep.ai.mit.edu/pub/gnu/
 | 
						||
 | 
						||
   [5] Schwartz, E. S., and Kallick, B. "Generating a canonical prefix
 | 
						||
       encoding." Comm. ACM, 7,3 (Mar. 1964), pp. 166-169.
 | 
						||
 | 
						||
   [6] Hirschberg and Lelewer, "Efficient decoding of prefix codes,"
 | 
						||
       Comm. ACM, 33,4, April 1990, pp. 449-459.
 | 
						||
 | 
						||
6. Security Considerations
 | 
						||
 | 
						||
   Any data compression method involves the reduction of redundancy in
 | 
						||
   the data.  Consequently, any corruption of the data is likely to have
 | 
						||
   severe effects and be difficult to correct.  Uncompressed text, on
 | 
						||
   the other hand, will probably still be readable despite the presence
 | 
						||
   of some corrupted bytes.
 | 
						||
 | 
						||
   It is recommended that systems using this data format provide some
 | 
						||
   means of validating the integrity of the compressed data.  See
 | 
						||
   reference [3], for example.
 | 
						||
 | 
						||
7. Source code
 | 
						||
 | 
						||
   Source code for a C language implementation of a "deflate" compliant
 | 
						||
   compressor and decompressor is available within the zlib package at
 | 
						||
   ftp://ftp.uu.net/pub/archiving/zip/zlib/.
 | 
						||
 | 
						||
8. Acknowledgements
 | 
						||
 | 
						||
   Trademarks cited in this document are the property of their
 | 
						||
   respective owners.
 | 
						||
 | 
						||
   Phil Katz designed the deflate format.  Jean-Loup Gailly and Mark
 | 
						||
   Adler wrote the related software described in this specification.
 | 
						||
   Glenn Randers-Pehrson converted this document to RFC and HTML format.
 | 
						||
 | 
						||
 | 
						||
 | 
						||
Deutsch                      Informational                     [Page 16]
 | 
						||
 | 
						||
RFC 1951      DEFLATE Compressed Data Format Specification      May 1996
 | 
						||
 | 
						||
 | 
						||
9. Author's Address
 | 
						||
 | 
						||
   L. Peter Deutsch
 | 
						||
   Aladdin Enterprises
 | 
						||
   203 Santa Margarita Ave.
 | 
						||
   Menlo Park, CA 94025
 | 
						||
 | 
						||
   Phone: (415) 322-0103 (AM only)
 | 
						||
   FAX:   (415) 322-1734
 | 
						||
   EMail: <ghost@aladdin.com>
 | 
						||
 | 
						||
   Questions about the technical content of this specification can be
 | 
						||
   sent by email to:
 | 
						||
 | 
						||
   Jean-Loup Gailly <gzip@prep.ai.mit.edu> and
 | 
						||
   Mark Adler <madler@alumni.caltech.edu>
 | 
						||
 | 
						||
   Editorial comments on this specification can be sent by email to:
 | 
						||
 | 
						||
   L. Peter Deutsch <ghost@aladdin.com> and
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   Glenn Randers-Pehrson <randeg@alumni.rpi.edu>
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Deutsch                      Informational                     [Page 17]
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